Regulatory Compliance

Dental practice, environment & radiation, infection control, Cal/OSHA and HIPAA

Multiple state and federal agencies are charged with regulating dental practices. Keep on top of the compliance process by downloading our versatile and customizable resources.

Regulatory Compliance Manual: Table of Contents and Use Instructions

Review the instructions for recommendations on how to best implement this program in your practice. Also download a table of contents for your binder.

Personal Protective Equipment: Questions and Answers

This document is intended to address frequently asked questions about personal protective equipment (PPE).

Physical Hazard Risk Assessment

Use this sample form to collect information annually for the dental practice workplace violence prevention plan. This resource is part of the Regulatory Compliance Manual. Created May 2024.

PPE Requirements for Dental Practices

Quick reference chart to understand PPE requirements for dental practices. 

Preceptorship Pathway to Becoming a California Registered Dental Assistant

Starting July 1, 2025, an individual can become a California registered dental assistant through a new preceptorship pathway.

Pregnancy Declaration for Radiation Safety

A form to document employee’s voluntary declaration of pregnancy and that employee has been informed of facts on occupational radiation exposure and other information.

Prescribing and Dispensing Q&A

Q&A on state and federal DEA requirements for prescribing, dispensing and administering controlled substances and non-controlled substances. Includes prescription form requirements.

Proposition 65 Notices & FAQ

A zip file with Proposition 65 warning notices in 16 languages and two FAQs. Businesses with ten or more employees post or provide the notices as required. Updated February 2024.

Putting On and Taking Off PPE

CDC Guidance for Donning and Doffing Personal Protective Equipment (PPE) 

Radiation Personnel Monitors (Dosimeters)

Explains requirement to have records of occupational exposure and whether dosimeters must be worn at all times. Includes a vendor list.

Radiation Safety FAQ

FAQ on radiation safety. This resource is part of the Regulatory Compliance Manual. Updated March 2024.

Radiation Safety in Dental Practice: A Study Guide

This guide includes excerpts from the California Radiation Control Regulations Title 17 and a template for a required written radiation safety plan.

Radiation Safety Instructions

These instructions should be provided to employees and must be available when a dental practice is inspected by the Department of Public Health Radiologic Health Branch.

Radiation Warning Sign

The State of California requires in rooms where X-ray equipment is used posting a sign (that may include the radiation symbol) stating: CAUTION X-RAYS. This sample sign may be used.

Regulated Dental Office Wastes and Wastewater FAQ

FAQ describes types of dental regulated wastes and rules for its management and disposal. This resource is part of the Regulatory Compliance Manual. Updated March 2024.

Regulations on Dentists Initiating and Administering Vaccines

A dentist who prescribes and administers any vaccine must follow requirements for training, continuing education, notifications, reporting and documentation established in Section 1066 of Title 16 of the California Code of Regulations.

Regulatory Compliance Checklist

This checklist provides an overview of what dental practices need to do to comply with the Dental Board, occupational safety, employment, environmental, radiation safety, patient privacy, information security, and general business requirements. This list offers general information and does not take the place of legal advice. This list is not exhaustive, and each item may not be applicable to every situation.

Regulatory Compliance Manual: Table of Contents and Use Instructions

Review the instructions for recommendations on how to best implement this program in your practice. Also download a table of contents for your binder.

Regulatory Compliance Tips for New Dentists

A description of actions a new dentist should take once they have obtained their dental license.  

Required Employee Training

A summary of state required employee training that employers are required to provide  and related requirements. Does not include training required for licensure or license renewal.

Required Postings in a Dental Office

Lists posters required at dental offices and required pamphlets. Poster sets are distributed to practice owners biennially. This resource is part of the Regulatory Compliance Manual. Updated January 2024.

Respirator Fit Testing Requirements

Summary of the Cal/OSHA requirements for medical evaluation and fit testing tight-fitting respirators such the N95 and elastomeric respirators.

Respiratory Protection Program

Customize this sample plan which is required when an employer requires an employee to wear a respirator, such as an N95. This is part of the Regulatory Compliance Manual. Updated June 2024.

Rules for Communicating via Telephone, Cellphone and Email

This is a guide to the rules for communicating via these technologies with patients and other individuals via telephone, cellphone, text message or email.

Safety Inspection Checklist for Dental Facilities

Use this checklist to conduct required safety inspections.

Safety Sharps Providers

Dental practices must regularly evaluate the appropriateness of safety sharps. A dental practice must either use the sharps or document the reason why safety sharps are not used. 

Sales and Use Tax

An overview of the sales and use tax dental practices are required to collect and pay.

15678